Regulatory Disclaimer

REGULATORY INFORMATION

VISITORS TO THE FRONTENAC COMPANY WEBSITE ARE REQUESTED TO READ THE FOLLOWING:

Frontenac Company (“Frontenac”) is an investment adviser registered with the United States Securities and Exchange Commission (“SEC”).

All information contained on this website is for informational purposes only. Nothing on this website is to be construed as a solicitation to offer investment advice or services. Information about investing in Frontenac funds is only available in the form of Private Placement Memoranda and other offering documents. These documents contain information to help investors evaluate Frontenac funds’ investment objectives, risks, charges and expenses, among other factors, before considering an investment. Further information about Frontenac is also available in Form ADV Part 2, filed with the SEC.

This website contains information about a selection of Frontenac’s investments. These company profiles are intended as examples that clarify and typify Frontenac’s investment approach, not as an exhaustive catalogue of Frontenac investments. Past results are no guarantee of future results and no representation is made that an investor will or is likely to achieve results that are similar to those of the companies described. These investments were not chosen for their profitability.

Certain links, including links to portfolio company websites, are provided on this website. These links are provided as a convenience and do not imply Frontenac’s sponsorship or approval of any of these websites or their content. Frontenac has no control over or responsibility for other websites that may be accessible from this website, the contents thereof, their security or privacy policies, or any products/services that may be offered by them. If you access any third party website through this website or because it is referred to in this website, you do so at your own risk. Links to or from this website do not constitute an endorsement by Frontenac of the parties or businesses which are so linked, nor do they necessarily indicate any affiliation between us and such parties or businesses.

Testimonials of CEO1ST Executives are provided to demonstrate the benefits of working with the Frontenac Team. They are not provided to solicit investors in a Frontenac fund. Some CEO1ST Executives featured in the testimonials may also have an interest in a Frontenac fund; such CEO1ST Executive’s testimonial is not offered on the basis of being an investor in a Frontenac fund but rather as a CEO1ST Executive who works with the Frontenac Team. Additionally, Frontenac CEO1ST Executive are compensated for their work with Frontenac.

The title CEO1ST Executive is not intended to indicate that an executive with this title is a partner, principal or employee of Frontenac or any Frontenac fund or other affiliate. CEO1ST Executives provide expertise to Frontenac and its portfolio companies. They may be independent contractors or employees of current or former portfolio companies and may have business or investment activities unrelated to Frontenac.


One South Wacker
Suite 2980
Chicago, IL 60606
Tel: 312.368.0044

We invest in high quality companies, primarily in the food, industrial and services industries. We work with business owners, almost always families, founders or entrepreneurs, as they address complex transition issues of liquidity, management enhancement and growth planning.

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